Louisville investment broker sentenced - Business First of Louisville:

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The case, against Roger W. Jones, 54, was prosecuted by Conway and Candacre G. Hill, acting U.S. Attorney for the Wester n Districtof Kentucky, accordin g to a news release. The release said Jones had sold investmentzs through an entity called Semper Liberaa that fraudulently sold investmentsein 2003. Those investments ranged from $5,000 to Jones was sentenced May 27 to 21 monthwin prison, following his guilty plea to six countas of selling securities without havingb been a registered broker with the . Districtr Judge Charles R.
Simpson III also ordered Jones to servdea three-year term of supervised release once his prisonn terms is finished and to pay $181,096 in restitution to the victims, many of whom are elderly. the elderly are often targets of these types of fraudulentinvestmenft schemes,” Conway said in the release. “Mhy office is committed to fighting the financial exploitatio ofthe elderly, which can have as devastating an impact as physicalk abuse.
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